SEC-registered RIA 2

https://affordablefinancialguide.alderbrief.com/posts/why-affordable-financial-planning-is-key-to-sustainable-wealth-management

A SEC-registered registered investment advisor (RIA) is a firm that manages client assets under strict federal oversight, meaning they have a legal duty to put your interests first. You'll find these fiduciaries charging fees for portfolio management, estate planning, or retirement advice, and they must publicly file Form ADV with detailed disclosures. It's a trust-based relationship where transparency is non-negotiable.